WebDec 16, 2024 · The FCA said it had fined GAM International Management Limited for “failing to conduct its business with due care, skill and diligence” by not having systems … WebDec 16, 2024 · Posted on 12/16/2024. The U.K.’s Financial Conduct Authority (FCA) has fined GAM International Management Limited £9.1 million and Timothy Haywood …
FCA fines GAM International Management, former Director …
WebDec 16, 2024 · Reuters LONDON, Dec 16 (Reuters) - Swiss asset management group GAM International (GAMH.S) has been fined 9.1 million pounds ($12.1 million) by … WebDec 16, 2024 · GIML is paying a financial penalty of GBP 9.1 million. The GAM Group’s cash, and capital position remains robust. As at the 30 June 2024 the GAM Group’s cash position stood at CHF 250 million... createplayerprogressbar
UK regulator fines GAM and former star trader after bond …
WebDec 16, 2024 · Separately, the FCA said it fined Haywood £230,037 for conflicts of interest and violating rules on gifts and entertainment, in a statement on Thursday. «The FCA considers that GAM International Management Ltd. failed to adequately control the conflicts of interest arising out of three specific investments,» it said. WebDec 16, 2024 · The Financial Conduct Authority has fined GAM International Management Limited £9.1m and Timothy Haywood £230,037 for conflicts of interest and gifts & entertainment matters. WebDec 16, 2024 · The FCA fined GAM International Management Limited (GIML) £9.1m for conflicts of interest and gifts and entertainment matters. A £230,037 fine was also … create playable dvd from mp4 file